Stanford
nanotechnology researchers and technology industry
leaders will dedicate the latest nanotechnology research
facility on campus-the newly renovated Stanford Nanocharacterization
Laboratory (SNL)-on Oct. 5 from 3 to 6 p.m. In the
facility, located in the Geballe Laboratory for Advanced
Materials, researchers will be able to resolve and
HOUSTON, Oct. 28, 2005 Nobel laureate Richard
Smalley, co-discoverer of the buckyball and one of
the best-known and respected scientists in nanotechnology,
died today in Houston after a long battle with cancer.
He was 62.
Smalley, who joined Rice University in 1976, shared
the 1996 Nobel Prize in Chemistry with fellow Rice
chemist Robert Curl and British chemist Sir Harold
Kroto for the discovery of buckminsterfullerene,
or ³buckyballs,² a new form of carbon.
Smalley died this afternoon at M.D. Anderson Cancer
Center, surrounded by family and friends. He is survived
by his wife, Deborah Smalley; two sons, Chad and
Preston; a brother, Clayton; two sisters, Linda and
Mary Jill; stepdaughters Eva and Allison; granddaughter
Bridget and a host of friends and relatives.
³We will miss Rick's brilliance, commitment,
energy, enthusiasm and humanity,² Rice President
David Leebron said. ³He epitomized what we value
at Rice: pathbreaking research, commitment to teaching,
and contribution to the betterment of our world.
In important ways, Rick helped build and shape the
Rice University of today. His extraordinary scientific
contributions, recognized with the Nobel Prize, will
form the foundation of new technologies that will
improve life for millions. His life's work and his
brave fight against a terrible disease were an inspiration
to all.²
Colleagues and scientific leaders say it is hard
to overestimate the role Smalley played in founding
and fostering the development of nanotechnology,
one of the most important and exciting new areas
of scientific inquiry to arise in the past quarter
century.
³Rick was incredibly creative and had the ability
to make his creative vision a reality,² said
Curl, University Professor Emeritus, the Kenneth
S. Pitzer-Schlumberger Professor Emeritus of Natural
Sciences and professor emeritus of chemistry. ³His
mind was sharp and incisive. Whenever I brought up
some point that I thought he might have overlooked,
I found that he had already thought of it and refuted
it in his own mind. I have met many eminent scientists;
I've never met anyone smarter, more creative, and
more focused. His mind was like a searchlight bringing
whatever it looked at into clarity.²
No one was better than Smalley himself at describing
the discipline in plainspoken terms.
³We are about to be able to build things that
work on the smallest possible length scales, atom
by atom, with the ultimate level of finesse,² Smalley
told the U.S. House of Representatives while testifying
in 1999 in support of the National Nanotechnology
Initiative (NNI). ³These little nanothings,
and the technology that assembles and manipulates
them ‹ nanotechnology ‹ will revolutionize
our industries and our lives.²
Nanotechnology draws its name from the nanometer,
or one-billionth of a meter. Buckyballs measure one
nanometer in diameter, and their discovery at Rice
in 1985 is frequently cited as one of the earliest
and most influential discoveries in the development
of nanotechnology.
³In my view, this was a singular event in the
history of nanotechnology,² said Neal Lane,
senior fellow in science and technology at Rice University¹s
Baker Institute for Public Policy. ³It not only
created a whole new field of Œfullerene chemistry,¹ it
immediately made feasible the notion of making things
from the bottom up, just as physicist Richard Feynman
had predicted 50 years earlier.²
Fullerenes ‹ the family of compounds that
includes buckyballs and carbon nanotubes ‹ remained
the central focus of Smalley¹s research until
his death, and Smalley himself never shied away from
espousing the importance of fullerenes, particularly
carbon nanotubes.
³(Fullerene research) probably has transcendent
importance in many areas of technology and perhaps
in society,² Smalley told Small Times magazine
in 2001. ³It¹s a heady thing to be involved.
It¹s almost like church.²
Due in part to Smalley¹s leadership, the U.S.
launched the NNI in 2000. NNI is a sweeping federal
research-and-development program that coordinates
the nanotech efforts of nearly two dozen federal
agencies, including the National Science Foundation,
the Department of Defense and NASA. NNI funding has
more than doubled in the past five years, with federal
spending for 2005 topping $1 billion.
At the time of NNI¹s creation, Lane served as
assistant to the president of the United States for
science and technology and director of the U.S. Office
of Science and Technology Policy. He said Smalley
played a crucial role in getting the initiative approved,
both by President Clinton and by Congress.
Smalley¹s testimony on Capitol Hill, in particular,
helped establish him as one of leading U.S. voices
for nanotechnology.
³Rick overwhelmingly carried the day,² said
Caltech¹s James Heath, one of Smalley¹s
Ph.D. students on the buckyball discovery, who has
himself risen to become a leading voice for nanotechnology. ³He
sat there in front of Congress with no hair, as a
result of the chemotherapy, and talked about the
promise of nanotechnology for cancer and other diseases
and how it would pay off for his children. It was
absolutely riveting. Even the text is riveting, but
to have been a member of Congress listening to it
must have been something else.
³Rick was, more than anybody else, a Moses for
the field. Without a Moses, there¹s no trip
to the promised land,² Heath said.
At the request of U.S. Sen. Kay Bailey Hutchison,
one of Smalley¹s longstanding supporters in
Washington, a prayer for Smalley and his family was
offered by the Senate chaplain this morning at the
Capitol.
Smalley¹s fervent belief that nanotubes were
a wonder material that could solve some of humanity¹s
most intractable problems ‹ such as clean
energy, clean water and economical space travel ‹ led
him to crusade for more public support for science
and to take up the mantle of business after more
than three decades in the laboratory.
Smalley helped found Carbon Nanotechnologies Inc.
in 2000 to make sure his discoveries made it to the
marketplace where they could benefit society. In
particular, Smalley was convinced that nanotubes
could only be used to solve society¹s problems
if they were manufactured in bulk and processed economically.
In 2002, Smalley embarked upon a two-year crusade
to promote the use of nanotechnology to solve what
he described as the No. 1 problem facing humanity
in the 21st century ‹ the need for cheap,
clean energy. Smalley crisscrossed the country, gave
dozens of keynote addresses, testified before Congress
and met with countless government, academic and industrial
leaders
³Rick cared little about honors and much more
about how applications of nanoscience might help
resolve pressing human problems in energy accessibility,
food supplies and medical diagnosis and treatment,² said
Malcolm Gillis, University Professor, the Ervin Kenneth
Zingler Professor of Economics and professor of management
at Rice. ³In meetings with Rick in the past
year, it was clear to me his primary reasons for
his dogged, determined battle against his disease
had first to do with his family and second with his
desire to witness at least a few of the social benefits
he expected from buckyballs, buckytubes and other
nanoparticles.²
Smalley was born June 6, 1943, in Akron, Ohio, and
spent most of his youth in Kansas City. He was the
youngest of four children. The childhood influences
he credited most for his success were his mother¹s
love of science, the skills she imparted in draftsmanship,
his father¹s tenacity and mechanical abilities
and the inspirational example of his aunt, who was
one of the first women in the country to earn a Ph.D.
in chemistry.
Inspired to science by the launch of Sputnik in 1957,
Smalley said he first became serious about education
at the age of 16. In an autobiography written for
the Nobel committee in 1996, Smalley also credited
his high school chemistry teacher, Victor Gustafson,
as a key inspiration.
³[Chemistry] was the first class I had ever
taken with my sister Linda, who was a year older
than I, and was a far better student than I had ever
been,² Smalley said. ³The result was that
by the end of the year, my sister and I finished
with the top two grades in the class. We hardly ever
missed a question on an exam.
³It was an exhilarating experience for me and
still ranks as the single most important turning
point in my life, even from my current perspective
of nearly four decades later.²
At his aunt¹s urging, Smalley enrolled as a
chemistry major at Hope College in Holland, Mich.,
in 1961. He transferred to the University of Michigan
two years later, earning his bachelor¹s degree
in 1965. Smalley began his Ph.D.
studies at Princeton in 1969 following four years
work at Shell Chemical Co in New Jersey and the birth
of his eldest son, Chad. His studies in the Princeton
laboratory of Elliot R. Bernstein marked Smalley¹s
first exposure to the discipline of chemical physics,
and Smalley said he learned from Bernstein ³a
penetrating, intense style of research that I had
never known before.²
Smalley came to Rice as an assistant professor in
1976 following three years of postdoctoral research
at the University of Chicago under Donald H. Levy.
Lane said Smalley rapidly became ³a major intellectual
force² in chemistry and chemical physics at
Rice, helping to found the Rice Quantum Institute
in 1979. He was named the Gene and Norman Hackerman
Chair in Chemistry in 1982 and was appointed a professor
of physics in 1990.
³Rick made great contributions to science,² Curl
said. ³While fullerenes and nanotubes dominated
the end of his research career, he had made many
contributions of towering magnitude before them.²
Smalley was the pivotal force in the development
of nanoscience and technology at Rice. He foresaw
the potential of the discoveries emerging at this
scale and moved with characteristic intensity to
forge Rice¹s program as the founding director
of the Center for Nanoscale Science and Technology
(CNST). His efforts resulted in the construction
of Dell Butcher Hall and the endowment of chairs
and the recruitment of faculty pursuing nano-related
research in departments throughout science and engineering.
Indeed, almost a quarter of Rice¹s faculty hires
in science and engineering since 1985 have expertise
relevant to nanoscale science and technology, and
innumerable others have incorporated this area into
their research agenda. This robust and enthusiastic
community will continue the tradition of excellence
and vision that Smalley initiated almost two decades
ago.
³I think of Rick as the father of nanotechnology
in the sense that, better than anyone else, he articulated
the vision of its future and how it would impact
the world, and he did so in a kind of universal language
which was understandable and inspiring to everyone,² said
William Barnett, trustee emeritus and former chair
of the Rice Board of Trustees.
Throughout his career, Smalley maintained a strong
commitment to teaching and public service. For example,
Smalley still taught undergraduate chemistry in the
fall of 1996 when the Nobel Prize was announced.
³One key thing I learned from Rick that I try
to teach my students is that we are here doing science
because the taxpayers have given us a license to
do that,² Heath said. ³We need to do great
science that can change the world we live in, and
we need to be sure that we can always explain to
the average nonscientist on the street why their
investment is worthwhile.²
Even while battling cancer, Smalley maintained a
hectic work and travel schedule and an intense focus
on his research. As director of the Carbon Nanotechnology
Laboratory, he continued to develop foundational
technologies for carbon nanotube production and processing.
One of Smalley¹s most ambitious programs, the ³Armchair
Quantum Wire² project, was begun in April with
$11 million funding from NASA.
Smalley described the quantum wire during his acceptance
of the Distinguished Alumni Award from Hope College
in May, calling it ³a continuous cable of buckytubes
that we expect will conduct electricity 10 times
better than copper yet have only one-sixth the weight,
a zero coefficient of thermal expansion, and a tensile
strength greater than steel If we succeed, we¹ll
be able to rewire the world, replacing aluminum and
copper in virtually every application and permitting
a vast increase in the capacity of the nation¹s
electrical grid.²
Smalley was a member of the National Academy of Sciences,
a fellow of the American Academy of Arts and Science,
the American Physical Society and the American Association
for the Advancement of Science.
He was the recipient of countless honors, including
the Lifetime Achievement Award from Small Times magazine
(2003), the Glenn T. Seaborg Medal from UCLA (2002),
the American Carbon Society Medal (1997), the Franklin
Medal from the Committee on Science and the Arts
of The Franklin Institute (1996), Hewlett-Packard
Europhysics Prize from the European Physical Society
(1994), the Welch Award in Chemistry from the Robert
A. Welch Foundation (1992), Ernest O. Lawrence Memorial
Award from the U.S. Department of Energy (1992) and
the Irving Langmuir Prize in Chemical Physics from
the American Physical Society (1991).
While the Nobel Prize won him worldwide recognition,
the award carried a special significance for members
of the Rice community because it resulted directly
from work carried out on the campus.
³When Rick and Bob won the Nobel Prize, it broke
a boundary and forever changed the way people think
about Rice,² said James Crownover, chair of
the Rice Board of Trustees. ³With that achievement,
they showed that with imagination, inspiration and
commitment, there are no boundaries to what Rice
and its people can achieve.²
From the moment of their discovery, buckyballs attracted
scientific attention worldwide. Carbon, after all,
was believed to be one of the most stable of all
elements, with two primary forms ‹ graphite
and diamond. The discovery of a third form was astounding
to many, and it presaged the dawning of a new era
in the physical sciences in which scientists could
exert an unprecedented level of control over materials.
Shaped like soccerballs and no wider than a strand
of DNA, buckyballs are molecules of pure carbon.
Each contains 60 carbon atoms arranged in a hollow
sphere. The atomic arrangement of the carbon atoms
in buckyballs resembles two conjoined geodesic domes,
and Smalley coined the name ³buckminsterfullerene² in
honor of famed architect and geodesic dome inventor
Buckminster Fuller.
Smalley was fond of pointing out that the machinery
of life itself, at the most basic level of DNA and
protein encoding, draws its power from controlling
matter with atomic precision. He coined the term ³wet² nanotechnology
to apply to the biological systems that operate at
the nanoscale and ³dry² nanotechnology
to the physical/chemical systems that nanotechnologists
were developing. At one point in the early years
following the discovery of buckyballs, he said that
biology was the only working nanotechnology. His
vision was to work at the interface between these
wet and dry systems ‹ the wet/dry interface ‹ to
bring the range of systems that could be generated
in the dry realm to bear on the wet world of biology
and to create entirely new systems.
³Rick could focus so completely on his goals,
and he could inspire his students and his colleagues
to a similar focus,² said Kathleen Matthews,
dean of the Wiess School of Natural Sciences and
the Stewart Memorial Professor of Biochemistry. ³He
had the ability to persuade others with a rare intensity
of thought and spirit. He brought both passion and
intellect to his work, and he displayed a degree
of dedication and engagement that could motivate
others to new levels of achievement.²
Similar words were echoed by Curl: ³Rick was
a visionary, and his charisma and logic made those
he worked with buy into the vision. Rick convinced
us that we could be better, stronger and take more
chances if we just tried. I hope that we don¹t
forget ‹ then his legacy to Rice will make
a lasting transformative difference.²
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